_id Superintendencia del Mercado de Valores None None_1 None_2 1 Asesores de Inversión 2 Licencias Vigentes Otorgadas 3 Actualizado al 30 de junio 2026 4 No. Nombre de Asesor de Inversión Fecha de Resolución No. Resolución 5 1 UBS ASESORES, S.A. 2001-08-01 00:00:00 CNV-316-2001 6 2 YORK INVESTMENT MANAGEMENT, S.A. 2002-04-30 00:00:00 CNV-182-02 7 3 NORDIA INVESTMENT ADVISORS, S.A. 2007-06-05 00:00:00 CNV-146-07 8 4 SUMMA ASSET MANAGEMENT CORP. 2008-04-08 00:00:00 CNV-90-08 9 5 K&B FINANCIAL GROUP, INC. 2008-04-29 00:00:00 CNV-110-08 10 6 KAPITAL INVESTMENTS MANAGERS, INC. 2008-11-27 00:00:00 CNV-371-08 11 7 BRB FINANZ A.G. 2009-06-05 00:00:00 CNV-170-09 12 8 IAM ASESORES, S.A. 24-ago-10 CNV-317-10 13 9 BCP ADVISORS, S.A. 12-nov-10 CNV-471-10 14 10 SP CAPITAL INTERNATIONAL, S.A. 11-mar-11 CNV-63-11 15 11 FINEC ASSET MANAGEMENT, CORP. 11-mar-11 CNV-65-11 16 12 INCREMENTUM PANAMA, S.A. 11-mar-11 CNV-61-2011 17 13 GRUPO GTA PANAMA, S.A. 18-mar-11 CNV-70-2011 18 14 KAUFMAN INVEST & TRADE INC. 06-may-11 CNV-147-2011 19 15 WS INVESTMENT GROUP PANAMA, S.A. 04-oct-11 CNV-350-11 20 16 QUANTUM ADVISORS, INC 22 -jun-12 SMV-204-2012 21 17 TRUSTED ADVISORS, INC. 28 -jun-12 SMV-216-2012 22 18 GSM Partners, S.A. 20 -ago-12 SMV-279-2012 23 19 HARBOR FN CORP 29-jul-13 SMV-280-2013 24 20 CHF ADVISORS LTD, S.A. 02-sep-13 SMV-343-2013 25 21 EVEREST CAPITAL PARTNERS INTERNATIONAL INC. 10-sep-13 SMV-349-2013 26 22 EVEREST CAPITAL PARTNERS PANAMA INC 10-sep-13 SMV-350-2013 27 23 EKINORTH ASESOR DE INVERSIONES, S.A. 2014-02-03 00:00:00 SMV-47-2014 28 24 ATIVA CAPITAL,S.A. 2014-03-28 00:00:00 SMV-155-2014 29 25 PRAMADEX CORPORATION PANAMA 2014-05-27 00:00:00 SMV-253-2014 30 26 AURORA ASSET MANAGEMENT, S.A. 2014-05-30 00:00:00 SMV-279-2014 31 27 CAUDAL CAPITAL, S.A. 2015-03-25 00:00:00 SMV-165-2015 32 28 SQUADRA MULTI FAMILY OFFICE-ASESOR DE INVERSIONES CORP. 2015-09-11 00:00:00 SMV-580-2015 33 29 GESTI PROJECT, S.A. 2015-12-30 00:00:00 SMV-811-2015 34 30 DOMENICO INVESTMENT ADVISORS, INC. 2016-01-22 00:00:00 SMV-30-2016 35 31 PRIVATE INVESTMENT MANAGEMENT ADVISORS PANAMÁ, S.A 2017-02-06 00:00:00 SMV-463-2016 36 32 ATHENA PARTNERS GROUP INC. 2018-03-09 00:00:00 SMV-113-2018 37 33 WYNN GLOBAL, INC. 2018-10-09 00:00:00 SMV-461-2018 38 34 ACTIADVISORS,CORP. 2019-01-16 00:00:00 SMV-10-2019 39 35 AIS FINANCIAL GROUP (PANAMA), S.A. 2019-12-13 00:00:00 SMV-552-2019 40 36 CI ASSOCIATES WEALTH MANAGEMENT,S.A. 2020-06-01 00:00:00 SMV-247-2020 41 37 INTELIGO BANK,LTD 2021-06-18 00:00:00 SMV-317-2021 42 38 VITE CAPITAL INTERNATIONAL, S.A. 2021-07-22 00:00:00 SMV-356-2021 43 39 ISP FINANCIAL SERVICES(PANAMA),S.A. * 2021-10-29 00:00:00 SMV-486-2021 44 40 PKB WEALTH MANAGEMENT,S.A. 2021-11-08 00:00:00 SMV-504-2021 45 41 BHD INTERNATIONAL BANK (PANAMÁ), S.A. 2022-05-21 00:00:00 SMV-270-2022 46 42 SUNPARTNERS ASESORES DE INVERSIÓN PANAMÁ.S.A. 2022-10-13 00:00:00 SMV-343-2022 47 43 THE BRICKELL FINANCIAL ADVISOR, S.A. * 2023-02-09 00:00:00 SMV-45-2023 48 44 PRIME MANAGEMENT CONSULTANTS INTL. CORP.*** 2023-03-20 00:00:00 SMV-95-2023 49 45 ZENTRAL FAMILY OFFICE, S.A. 2023-03-24 00:00:00 SMV-105-2023 50 46 OCTOGONE ASESORES (PANAMÁ) S.DE R.L. 2023-07-12 00:00:00 SMV-274-2023 51 47 EFG ASESORES (PANAMA), S.A. 2023-08-11 00:00:00 SMV-316-2023 52 48 INTERNATIONAL FINANCE ADVISORS,CORP. 2024-08-14 00:00:00 SMV-299-2024 53 49 AMES CAPITAL ADVISORS INC. 2024-10-14 00:00:00 SMV-368-2024 54 50 MBS ADVISORS 2024-12-13 00:00:00 SMV-303-2024 55 51 VIDA WEALTH MANAGEMENT,S.A. 2025-04-03 00:00:00 SMV-368-2025 56 52 MTCM STRUCTURING, S.A. 2025-05-19 00:00:00 SMV-154-2025 57 53 AS FAMILY WEALTH, S.A. 2025-10-31 00:00:00 SMV-438-2025 58 54 ACTA WEALTH MANAGEMENT, INC. 2026-03-25 00:00:00 SMV-101-2026 59 55 BULL GLOBAL INVESTMENTS,INC. 2026-05-14 00:00:00 SMV-189-2026 60 * En proceso de Liquidación voluntaria 61 *** Entidades Suspendidas